HKSI 110minquiz HKSI 1Fundamentals of Securities and Futures Regulation
HKSIPapersLicensing Exam intelligenceHKSI LE · Licensing Examination
All 17 HKSI LE papersFind your revision route.
Explore guides for all 17 active HKSI LE papers, from regulation and securities to sponsors and depositary services. Six apps provide original questions, reasoned explanations and error review; multi-paper apps keep progress separate as you switch papers.
17 papersindividual exam and revision guides
6 appsswitch papers within each combination
ZH / ENbilingual questions and explanations
160,000+ real practice answers from 1,000+ devicesIn-app practice records as of 2026-09-06. Device count is not a count of unique candidates.
PAPERS17
17 PAPER GUIDES. APPS FOR 10 PAPERS.
HKSIPAPERS / 2026HKSI LE / 17 PAPERS
6 apps · separate paper progress
6 apps · separate paper progress
Check your paper’s exam format
Question counts and time limits vary by paper. See its guide and confirm current HKSI Institute details before enrolling.70%pass markMCQcomputer-basedZH / ENquestion language
HKSI PAPER 1
Preparing for Paper 1? Start here.
60-question timed mock Nine chapters, with explanations and chapter results after submission.Difficulty and passing rate Official monthly figures and the mistakes to work on.Registration and exam time Separate enrolment from scheduling and check available sessions.Past papers and original practice Understand official samples, study materials and our free practice.Nine-chapter study notes Read the rules by actor, conditions and exceptions.Study manual, v3.5 and PDF Official manual access and our original Chinese revision PDF.Papers 1, 7 and 8 explained Check paper combinations by activity, role and exemptions.
PAPERS / 路線
Choose the paper before planning the revision
All 17 active papers have a guide, exam format, manual and passing-rate resources; 10 papers also have a practice app. Papers 3 + 9, 6 + 12 and 2 + 5 + 11 each share an app, with separate question banks and learning records for every paper.
Compare all 17 study manuals and versions →
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Fundamentals of Securities and Futures Regulation
基本證券及期貨規例
HKSI 1Regulation of Securities
證券規例
HKSI 2＋5＋11Regulation of Derivatives
衍生工具規例
HKSI 3+9Regulation of Credit Rating Services
信貸評級服務規例
Official-source guideRegulation of Corporate Finance
機構融資規例
HKSI 2＋5＋11Regulation of Asset Management
資產管理規例
HKSI 6+12Financial Markets
金融市場
HKSI 7Securities
證券
HKSI 8Derivatives
衍生工具
HKSI 3+9Credit Rating Services
信貸評級服務
Official-source guideCorporate Finance
機構融資
HKSI 2＋5＋11Asset Management
資產管理
HKSI 6+12Sponsors (Principals)
保薦人(主要人員)
Official-source guideSponsors (Representatives)
保薦人(代表)
Official-source guideRegulation of Takeovers and Share Buy-backs
公司收購及股份回購規例
Official-source guideRegulation of Providing Depositary Services
存管服務規例
Official-source guideDepositary Services for Collective Investment Schemes
集體投資計劃存管服務
Official-source guideFIRST-PARTY LEARNING DATA
168,552 real answers reorder the revision priority
Published practice data currently covers Papers 1, 7 and 8 as at 2026-09-06, counting only each device's first answer to a question. Find guides and apps for other papers in the directory. These original-practice correct rates and official examination pass rates measure different questions, candidates and conditions.
168,552real answers across Papers 1, 7 and 8
5,358original questions in three production banks
66.8%weighted practice correct rate
Practice correct rateproduction-bank selections
Paper 1
67.1%157,625 answers
Paper 7
60.3%6,727 answers
Paper 8
65.9%4,200 answers
Where answers break downtopic-level signal
01
Paper 7 · Global Financial Systemweakest chapter of the paper, on 734 answers
56.5%02
Paper 8 · Securities Analysisweakest chapter of the paper, on 674 answers
58.8%03
Read the complete HKSI question-bank data reportPaper 1 · 取得公開資本weakest chapter of the paper, on 12,691 answers
61.1%REVISION BY PAPER
A clear starting point
for every paper.
Start with your paper’s exam and revision guide, then use its official manual and corresponding practice app. Original questions and explanations cover 10 papers; complete website notes for Papers 1, 7 and 8 support chapter-by-chapter review.
Compare manuals for all 17 papers01
Fundamentals of Securities and Futures RegulationExam guide · original practice · explanations
02Regulation of SecuritiesExam guide · original practice · explanations
03Regulation of DerivativesExam guide · original practice · explanations
05Regulation of Corporate FinanceExam guide · original practice · explanations
06Regulation of Asset ManagementExam guide · original practice · explanations
07Financial MarketsExam guide · original practice · explanations
08SecuritiesExam guide · original practice · explanations
09DerivativesExam guide · original practice · explanations
11Corporate FinanceExam guide · original practice · explanations
12Asset ManagementExam guide · original practice · explanations
ORIGINAL
PRACTICE
QUESTIONS
METHOD / 方法
Practice judgment, not recall.
Official past papers are not provided or reproduced here. Every question is original and written around the scope of its paper, helping you understand concepts, spot traps and apply what you know in unfamiliar situations.
01
Identify the domainDecide whether the item tests regulation, a market mechanism, or a securities product and practice.
02
Apply the right frameworkUse the relevant rule, calculation, market relationship or product feature instead of guessing from keywords.
03
Log the reason for the errorClassify misses as definition, number, procedure, calculation, exception or role confusion.
THE APPS / 題庫
Six apps. Ten papers.
Choose your combination.
Papers 1, 7 and 8 each have a dedicated app. Papers 3 + 9, 6 + 12 and 2 + 5 + 11 can be switched from their app’s home screen. Each paper keeps its own questions, notes, errors, bookmarks and mock-exam records.
- Original question banks organised for all ten papers
- Chinese, English or bilingual questions
- Reasoned explanations, topic practice and error review
- Separate errors, bookmarks and notes for each paper
HKSI 710minquiz HKSI 7Financial Markets
HKSI 810minquiz HKSI 8Securities
HKSI 3+910minquiz HKSI 3+9Regulation of Derivatives / Derivatives
Switch papers on iOS and Android, with separate learning records for each paper.
HKSI 6+1210minquiz HKSI 6+12Regulation of Asset Management / Asset Management
Switch papers on iOS and Android, with separate learning records for each paper.
HKSI 2＋5＋1110minquiz HKSI 2+5+11Regulation of Securities / Regulation of Corporate Finance / Corporate Finance
Switch papers on iOS and Android, with separate learning records for each paper.
FAQ / 核對
Before you sit the exam
HKSIPapers is an independent revision resource. It is not an official HKSI Institute or SFC website and is not endorsed by either body.
All 17 active papers have a 70% pass mark, with question counts and time limits varying by paper. Check your paper’s guide and confirm the current HKSI Institute examination format.
READY / 開始
Choose the paper, then answer deliberately.
Read your paper’s guide, download its app, then turn every error into the next revision target.
Choose your app
HKSI 110minquiz HKSI 1Fundamentals of Securities and Futures Regulation
HKSI 710minquiz HKSI 7Financial Markets
HKSI 810minquiz HKSI 8Securities
HKSI 3+910minquiz HKSI 3+9Regulation of Derivatives / Derivatives
HKSI 6+1210minquiz HKSI 6+12Regulation of Asset Management / Asset Management
HKSI 2＋5＋1110minquiz HKSI 2+5+11Regulation of Securities / Regulation of Corporate Finance / Corporate Finance
